Appendix C — The Encounter Workbook

This is Account 10-4471, blank.

The book follows one office visit through forty chapters — from a patient checking in on a Tuesday morning to a zero balance one hundred days later. Each chapter's 🗂️ The Encounter checkpoint adds the piece that chapter's material produces: a code, a form field, a document, a decision, a number, or a lens. This appendix is the same file with the answers taken out, so that you can build it yourself instead of watching somebody build it.

That is the single highest-value thing you can do with this book, and it is worth saying why. You can read a chapter on modifiers and understand every sentence in it. Deciding, on your own, whether a particular modifier belongs on a particular line of a particular claim is a different act, and it is the act you will be paid for. The gap between the two is exactly the width of this appendix.


C.1 How to use this workbook

Copy it, or rebuild it in whatever you actually work in — a notebook, a spreadsheet, a folder of files. Nobody will grade it. It is a file you keep.

The rhythm, forty times:

  1. Read the chapter. All of it, up to but not including its 🗂️ The Encounter section.
  2. Stop there and work this appendix's worksheet for that chapter. Write the answer down. Writing it down is not a formality — an answer you have not written is usually an answer you have not finished.
  3. Then read the chapter's checkpoint and compare. Where you agree, you have confirmed something. Where you differ, find out which of you is right and why, because the reasoning is the part that transfers. A right answer with no path behind it expires on the next update cycle.

Two practical notes.

A few checkpoints hand you a document — a remittance advice, a decision letter, an audit worksheet. Where that happens, copy the document into your workbook first, cover the analysis that follows it, and do the analysis yourself. Reading somebody's reading of a remittance teaches you very little; reading the remittance teaches you the job.

Do not guess a code. If you are not certain a code exists with the meaning you need, write the category instead — "a code in the subcategory for pain in a specified joint" — and go look it up. That habit is the whole discipline of Chapter 8 §8.1, and this workbook is a place to practice it where a wrong answer costs nothing. Assign from the current year's code book or encoder, never from a textbook. ICD-10-CM changes every October 1, CPT every January 1, HCPCS Level II quarterly, and NCCI edits quarterly (Appendix A §A.1).

Start the tracker in §C.3 now, before Chapter 1. It is three grids — the open questions, the money, and the calendar — and you will add one line to each every few chapters for the rest of the book.

And the honest promise. A reader who works all forty of these will finish with a complete claim file: an eligibility response, a clinical note read line by line, four diagnosis codes and four service lines with the reasoning behind each, a completed CMS-1500, a submission trail and its acknowledgments, two remittance advices, a denial classified to a root cause, an appeal letter and the decision it won, an aging history, a patient statement, and an audit worksheet scoring the whole thing. That is not a study aid. That is the artifact a hiring manager asks to see when you have no experience, and Chapter 40 says so in its own words.


C.2 The case file as given

Everything below was known on day one. Nothing else in this appendix is filled in for you.

ACCOUNT 10-4471 — THE FILE, AS IT ARRIVES        [constructed teaching example]

  PRACTICE      Northgate Family Medicine. Five physicians, independent,
                mid-size metropolitan area. Six front-office staff, two
                medical assistants per provider, one coder, one biller,
                one practice manager. Roughly 19,000 encounters a year.

  PATIENT       Established patient, age 58. Seen twice already this
                calendar year.

  COVERAGE      Northfield Mutual Health Plan, a commercial PPO. In network.
                  $1,500 individual deductible ....... MET on February 28
                  primary care office visit copay .... $30.00
                  coinsurance on other services ...... 20%
                  out-of-pocket maximum .............. $4,000.00

  DATE OF       Day 0 — Tuesday, March 14.
  SERVICE

  PRESENTING    Six weeks of right knee pain, worsening — a new complaint.
                Plus a scheduled follow-up of three chronic conditions:
                type 2 diabetes mellitus, essential hypertension, and
                hyperlipidemia, all documented as stable.

  ORDERS        Hemoglobin A1c and a lipid panel. Blood drawn in the office
                by venipuncture.

  PROCEDURE     Right knee intra-articular injection, methylprednisolone
                acetate 40 mg, performed the same day.

  THE NOTE      Signed electronically on day 0 at 6:42 p.m., with an
                attestation.

  THE ARC       The claim is submitted, denied once on one line, appealed
                once, paid twice, and closed at a zero balance on day 100.

The note itself is printed in full at Chapter 4 §4.10, as Figure 4.2. Do not work from the summary above once you have reached Chapter 4 — work from the note. Everything this file becomes is an inference from a document somebody signed, and the summary is not that document.

⚠️ What is deliberately not here. No codes. No allowed amounts. No modifier decisions. No denial reason. No dates between day 0 and day 100. Those are the forty worksheets, and if you find yourself wanting them now, that impatience is the correct instinct being applied at the wrong moment — it is what makes coders guess.

Your first act, before Chapter 1. Read the block above the way this book reads every document, and fill in the four fields it leaves open.

  THE DOCUMENT     A referral summary and benefit record, day 0.
  THE CONTEXT      One encounter, not yet coded, not yet billed.
  WHAT IT SHOWS    _________________________________________________
  WHAT IT DOESN'T  _________________________________________________
  THE DECISION     _________________________________________________
  THE LESSON       _________________________________________________

Chapter 1 — The account is opened

The whole file at a glance, and the six places its money can leak.

What this chapter contributes — your task. Two grids. First, map the arc: you know the file starts on day 0 and reaches a zero balance on day 100, and you know it is denied once, appealed once, and paid twice. Lay out every stage you expect between those two points and mark which ones you cannot yet date. Second, name the six moments where money can be lost on this encounter — not in general, on this one — and say which chapter will check each.

WHERE THIS FILE CAN LOSE MONEY — six, one per stage of the cycle

  #   THE STAGE              WHAT COULD GO WRONG, ON THIS FILE     CHECKED IN
  --  ---------------------  ------------------------------------  ----------
  1   access, registration   ____________________________________  Ch ____
  2   the encounter and
      charge capture         ____________________________________  Ch ____
  3   documentation          ____________________________________  Ch ____
  4   coding                 ____________________________________  Ch ____
  5   claim submission       ____________________________________  Ch ____
  6   remittance, follow-up  ____________________________________  Ch ____

What it settles, and what it does not. In one sentence each: what do you actually know about this account right now, and what have you assumed because it sounded reasonable? Be strict with the second list; it is longer than it feels.

Open questions. Two questions are visible from the case file alone and neither can be answered yet. Write them down, in your own words, in §C.3.

Check yourself against: Chapter 1's 🗂️ The Encounter section, and §1.8 for the six leaks.


Chapter 2 — The benefit design, read forward

The patient's share of this encounter was knowable at check-in. Prove it.

What this chapter contributes — your task. Predict the adjudication before the claim goes out. Use the benefit design in §C.2 and the money grid in §C.3. Fill in every cell you can defend, leave blank every cell that needs a number you do not have, and then write down what you would have to obtain to fill each blank and who has it.

What it settles, and what it does not. Which of the four numbers — charge, allowed amount, contractual adjustment, patient responsibility — can you produce from the benefit design alone? Which one requires the contract? And state plainly: does a benefit prediction tell you what the plan will actually pay? Answer that one in writing; the rest of Part V and all of Part VI turn on it.

Open questions. One of your two questions from Chapter 1 got sharper here without getting answered. Note how, and why "sharper but unanswered" is progress.

Check yourself against: Chapter 2's 🗂️ The Encounter section; §2.7 for reading a benefit design before you bill.


Chapter 3 — The Medicare counterfactual

Same patient, same knee, same note — a different payer.

What this chapter contributes — your task. Rebuild the encounter as though the patient were 68 and enrolled in Original Medicare, everything clinical identical. Then set the two results side by side.

THE SAME ENCOUNTER, TWO PAYERS

                              COMMERCIAL PPO      ORIGINAL MEDICARE
  charges .................   367.00              367.00
  allowed .................   ________            ________
  contractual adjustment ..   ________            ________
  patient .................   ________            ________
  payer ...................   ________            ________

  CHECK   charges − allowed = adjustment, both columns
  CHECK   allowed − patient = payer, both columns

What it settles, and what it does not. Answer three: does the practice collect more or less, and by how much? Does the patient pay more or less — and is that the direction you expected? What document does a Medicare beneficiary receive that this commercial patient does not, and what does it tell them (Chapter 3 §3.9)?

Open questions. Unchanged. Say so explicitly in the tracker; a chapter that changes nothing about the open questions is still worth recording as such.

Check yourself against: Chapter 3's 🗂️ The Encounter section.


Chapter 4 — The note itself

Everything from here forward is an inference from one document.

What this chapter contributes — your task. Work from Figure 4.2 at Chapter 4 §4.10, not from any summary. Find the elements in the note that will support billing the office visit as a service separate from the procedure — there are several, and the useful ones are the ones with nothing to do with the knee. Then find the sentence the assessment does not contain.

READING THE NOTE FOR THE SEPARATELY IDENTIFIABLE ARGUMENT

  #   THE ELEMENT                          WHERE IT IS IN THE NOTE
  --  -----------------------------------  ---------------------------------
  1   _________________________________    _______________________________
  2   _________________________________    _______________________________
  3   _________________________________    _______________________________
  4   _________________________________    _______________________________

  WHICH OF THESE ARE INDEPENDENT OF THE KNEE?  ____________________

  THE SENTENCE THAT IS MISSING FROM THE ASSESSMENT
  _____________________________________________________________________
  Where does that information appear instead? ________________________
  Why does the difference matter to a reviewer? ______________________

  ONE THING YOU NOTICE ON THE PROBLEM LIST AND DO NOT ACT ON
  _____________________________________________________________________

What it settles, and what it does not. The note settles what was documented. It does not settle a single code. Write one sentence on why those are different statements — it is the sentence the rest of the book is built on.

Open questions. The note explicitly declines to answer one of your questions. That is a documented fact, not an omission. Record it that way.

Check yourself against: Chapter 4's 🗂️ The Encounter section.


Chapter 5 — The compliance reading of the same note

The same page, read by an auditor and then by a prosecutor.

What this chapter contributes — your task. Two passes.

PASS 1 — THE AUDITOR:  is each line supported, and on what?

  LINE / SERVICE          SUPPORTED?   ON WHAT, SPECIFICALLY
  ----------------------  ----------   ------------------------------------
  the office visit        ________     ____________________________________
  the injection           ________     ____________________________________
  the drug                ________     ____________________________________
  the blood draw          ________     ____________________________________

PASS 2 — THE COUNTERFACTUAL

  Rewrite the assessment as two flat lines that acknowledge the
  conditions rather than evaluating them. Everything clinical is
  unchanged.  Now build, step by step, the chain a reviewer would
  assert against that version of the claim.

    1 _________________________________________________________
    2 _________________________________________________________
    3 _________________________________________________________
    4 _________________________________________________________
    5 _________________________________________________________

  Your last step should name the mental state the statute requires
  (Chapter 5 §5.3).  Notice whether anyone in your chain had to
  intend anything.

What it settles, and what it does not. Does this claim's defensibility rest on the care that was given, or on the sentences that were written about it? Answer in one line, and then say whether that answer makes you comfortable.

Open questions. A new one is now visible even though this chapter does not ask it properly. Add it to the tracker and mark where you expect it to be raised.

Check yourself against: Chapter 5's 🗂️ The Encounter section.


Chapter 6 — The toolkit, routed

Which reference answers which question, and in what order.

What this chapter contributes — your task. Build the routing table for this specific file. Work forward through the encounter and list every question it will raise, in the order it will come up. For each, name the source that answers it — and be specific: not "the code book" but which book, which part of it, and whether the answer is in the index, the tabular, the guidelines, a parenthetical, or a policy.

ACCOUNT 10-4471 — WHICH REFERENCE ANSWERS WHICH QUESTION

  ORDER  THE QUESTION                       THE SOURCE                    CH
  -----  ---------------------------------  ---------------------------   --
    1    _________________________________  ___________________________   __
    2    _________________________________  ___________________________   __
    3    _________________________________  ___________________________   __
    4    _________________________________  ___________________________   __
    5    _________________________________  ___________________________   __
    6    _________________________________  ___________________________   __
    7    _________________________________  ___________________________   __
    8    _________________________________  ___________________________   __
    9    _________________________________  ___________________________   __
   10    _________________________________  ___________________________   __
   11    _________________________________  ___________________________   __
   12    _________________________________  ___________________________   __
   13    _________________________________  ___________________________   __

  Then, for each open question in §C.3: which source resolves it,
  and which chapter does the work?

What it settles, and what it does not. Mark which rows in your table name a reference book and which name the record. Then say what follows from the ratio. And note which of your questions are really the same question asked three ways with three different sources — a coder who conflates them will confidently answer the wrong one.

Open questions. All still open. You now know where each will be answered, which is a different kind of knowledge and worth having.

Check yourself against: Chapter 6's 🗂️ The Encounter section; §6.6 for the free authoritative sources.


Chapter 7 — The first diagnosis, located

Where the knee complaint lives in the structure of ICD-10-CM.

What this chapter contributes — your task. Take the diagnosis that describes the knee as the note describes it and drill it down, character by character. Do not start from the code you think it is; start from the classification's chapter and work down.

LOCATING THE KNEE DIAGNOSIS

  CHAPTER ............ ______   ______________________________________
        |
  BLOCK .............. ______   ______________________________________
        |
  CATEGORY ........... ______   ______________________________________
        |
  4th CHARACTER ...... ______   ______________________________________
        |
  5th CHARACTER ...... ______   ______________________________________
        |
  6th CHARACTER ...... ______   ______________________________________

  CHARACTER COUNT ......................... ______
  SEVENTH CHARACTER REQUIRED? ............. ______   how do you know?
  IS A PLACEHOLDER CHARACTER NEEDED? ...... ______
  WHICH CHARACTER CARRIES LATERALITY? ..... ______
  WHERE IS LATERALITY DOCUMENTED IN THE NOTE? _______________________

What it settles, and what it does not. Two questions. Did the code land in the chapter you would have predicted from the word the patient used? And: how many independent places in the note support the laterality character — count them, because most notes are not like this one.

Open questions. This chapter touches none of them. Say so.

Check yourself against: Chapter 7's 🗂️ The Encounter section; §7.4 for reading a code character by character.


Chapter 8 — The same diagnosis, found the long way

Chapter 7 showed where it lives. This one is how you get there.

What this chapter contributes — your task. Reproduce the lookup as a path somebody else could follow — and record the wrong turns, because the wrong turns are where the learning is.

THE PATH

  WRONG TURN 1   what a reasonable person looks up first ______________
                 what the index gives them ______________________
                 why it stops there __________________________________

  WRONG TURN 2   the main term's own code, taken without reading the
                 subterms:  _______________
                 why it is valid, payable, and wrong: ________________

  STEP ONE — ALPHABETIC INDEX
       main term ______________
         subterm ______________
           subterm ______________  →  ______________
       What did the index give you that you cannot bill? ____________

  STEP TWO — TABULAR LIST
       category notes say ______________________________
       Excludes notes say ______________________________
       laterality options are ______________________________
       documentation supports ______________________________

  ASSIGN: ______________

What it settles, and what it does not. How many of your step-two findings were negative — that is, confirmed that nothing changed? Write the number down, then write down the one finding that was not available from the index at all. That single item is the entire argument for step two.

Open questions. Unchanged. What the Tabular's instructions cannot tell you is whether a guideline sitting above them changes the answer. Note that as the next chapter's job.

Check yourself against: Chapter 8's 🗂️ The Encounter section; §8.10 for five lookups worked start to finish.


Chapter 9 — The Guidelines applied

The rules that sit above the conventions, on this file.

What this chapter contributes — your task. Three decisions, each written out with its reasoning.

1  FIRST-LISTED DIAGNOSIS
   This encounter had two purposes. Which condition is chiefly
   responsible for the services?  ______________
   Is there a defensible alternative sequence?  ______________
   What is NOT free about the sequencing?  __________________________

2  THE SYMPTOM CODE
   The provider declined to name a disease. Is coding the symptom a
   failure of specificity, a documentation gap, or the classification's
   correct answer?  ______________
   Cite the guideline: ______________

3  THE "WITH" CONVENTION AND THE CHRONIC KIDNEY DISEASE ENTRY
   What does the convention PERMIT?  _______________________________
   What PRIOR question governs whether that permission is even
   reached?  _______________________________________________________
   Which conditions does the assessment actually address? __________
   So what is reported for the diabetes on this claim, and why? ____

What it settles, and what it does not. Decision 3 answers one half of a question and leaves the other half standing. State both halves in one sentence each: what is being asked, and what is not.

Open questions. One question moves from open to partially resolved here. Record which half closed and which chapter owns the other.

Check yourself against: Chapter 9's 🗂️ The Encounter section; §9.3, §9.6, and §9.7.


Chapter 10 — The diabetes line

The same decision, now in the endocrine chapter's own terms.

What this chapter contributes — your task. Put the diabetes diagnosis through the structure the chapter teaches, and be precise about what the code asserts versus what it assumes.

THE DIABETES LINE

  What the assessment says, verbatim: ______________________________
  What the medication list says: ____________________________________
  What the problem list says: _______________________________________

  The category structure — which category, and why? ________________
  The 4th character is the ______________ axis.
  The code you assign: ______________

  WHAT IT ASSERTS   ________________________________________________
  WHAT IT ASSUMES   ________________________________________________
  IS THAT ASSUMPTION TRUE OF THIS ENCOUNTER?  ______________

  "Stable" — is that a codeable axis?  ______________
  What two things DOES the classification ask about specifically?
  ______________ and ______________.  Is either documented? ________
  Is there anything here to query?  ______________  Why or why not?

What it settles, and what it does not. Does the record need to change, or does the code? Those are different findings and only one of them is a coding error.

Open questions. Note the status-code question this chapter raises and deliberately leaves to the current Tabular instruction. Write down how you would resolve it rather than what the answer is.

Check yourself against: Chapter 10's 🗂️ The Encounter section; §10.6.


Chapter 11 — The hypertension line

The third time one structure decides a code on this file.

What this chapter contributes — your task. Run the circulatory conventions against the note.

THE HYPERTENSION LINE

  What the assessment says: _________________________________________
  What the cardiac examination documents: ___________________________
  What the problem list carries: ____________________________________

  THE QUESTION THE CHAPTER FORCES: is there organ involvement?

    HEART?   documented?  ______   what does the convention require
             for the heart, specifically?  ___________________________

    KIDNEY?  on the problem list?  ______
             does the convention presume a relationship here?  ______
             so why is the code what it is?  ___________________________

  ASSIGN: ______________

What it settles, and what it does not. Write the general rule this file has now demonstrated three times, in one sentence, in your own words. It is a sentence about what a linkage convention is for — and about what it is never permission to do.

Open questions. Unchanged. But note that a second convention would also have supported a fuller code and did not get to. Whether that makes the point softer or sharper is worth a line of your own.

Check yourself against: Chapter 11's 🗂️ The Encounter section; §11.1 and §11.8.


Chapter 12 — What is not on this claim

Four diagnoses, and three categories of code that are absent on purpose.

What this chapter contributes — your task. Account for the absences. Each one is a decision.

THE CODES THAT ARE NOT THERE

  NO SEVENTH CHARACTER
    why not: ______________________________________________________
    WHAT WOULD HAVE CHANGED IT: ___________________________________
    which clause in the note closes the question? _________________

  NO EXTERNAL CAUSE CODE
    why not: ______________________________________________________

  NO Z-CODE
    why not: ______________________________________________________
    WHAT WOULD HAVE ADDED ONE: ____________________________________
    would it be first-listed or secondary?  ______________

  NO SYMPTOM CODE FROM THE SIGNS-AND-SYMPTOMS CHAPTER
    but the claim carries a symptom code. Explain. _______________

What it settles, and what it does not. Part II's work on this file is finished when you can defend all four diagnosis codes and the three absences. Can you? Then say what remains entirely uncoded.

Open questions. Unchanged. Note the four-word clause in the note that did more work in this analysis than any other sentence, and what kind of sentence it is.

Check yourself against: Chapter 12's 🗂️ The Encounter section; §12.7 and §12.9.


Chapter 13 — Three procedure codes, located

Where they live in CPT, and which guideline governs the injection.

What this chapter contributes — your task. Locate each of the three CPT services in the structure — and notice that one of them will not be in CPT at all.

WHERE THE PROCEDURE CODES LIVE

  the office visit    SECTION ______________  SUBSECTION ______________
                      CATEGORY ______________

  the injection       SECTION ______________  SUBSECTION ______________
                      HEADING ______________  SUBHEADING ______________
                      Does the section name match your intuition? ______

  the blood draw      SECTION ______________  SUBSECTION ______________
                      HEADING ______________
                      Does THAT one match your intuition? ______

  the drug            ______________________________________________

  THE GUIDELINE THAT GOVERNS THE INJECTION — two layers
    section guidelines: ___________________________________________
    subsection notes and the parenthetical: _______________________

  THE PARENTHETICAL POINTS AT A SECOND CODE. Which clause in the
  procedure note decides between them?  _________________________

What it settles, and what it does not. Locating a code is not assigning one. Name the two things still required before the office visit line is defensible, and the chapter that supplies each.

Open questions. Unchanged. But you have now met the second documented negative in this note. Note what a documented negative is and why a coder should notice one.

Check yourself against: Chapter 13's 🗂️ The Encounter section; §13.4 and §13.6.


Chapter 14 — The two modifiers

What each one asserts, who reads it, and what happens if it is missing.

What this chapter contributes — your task. For each modifier on this claim, three answers — and then the question the book has been building toward since Chapter 5.

THE MODIFIERS

  LINE 1 modifier ______
    ASSERTS ......... _____________________________________________
    READ BY ......... _____________________________________________
    IF MISSING ...... _____________________________________________
                      and what is the dollar consequence? __________
                      is it appealable?  ______  why or why not? ____

  LINE 2 modifier ______
    ASSERTS ......... _____________________________________________
    READ BY ......... _____________________________________________
    IF MISSING ...... _____________________________________________

  THE TEST:  where in the documentation is the thing the modifier says?

    THE MODIFIER ASSERTS              THE NOTE SAYS
    ------------------------------    ----------------------------
    ______________________________    ____________________________
    ______________________________    ____________________________
    ______________________________    ____________________________
    ______________________________    ____________________________

  Is the global period of the procedure relevant to WHICH modifier is
  correct?  ______  Which two modifiers are you choosing between, and
  what decides it?  ______________________________________________

What it settles, and what it does not. Answer the modifier question yes or no, then state the qualifications honestly — a flat answer with no qualifications is usually an answer that has not been tested. In particular: if the documentation supports the modifier, does that guarantee the line is paid?

Open questions. One closes here, or nearly. Record your answer and note what would have to happen for you to call it confirmed rather than answered.

Check yourself against: Chapter 14's 🗂️ The Encounter section; §14.4 and §14.8; Appendix B §B.3.


Chapter 15 — Leveling the office visit

The level has to stand on the documentation, and the note tells you which road is closed.

What this chapter contributes — your task. Level the visit from Figure 4.2. Find the sentence in the note that removes one of the two selection methods before you start.

LEVELING THE VISIT

  WHICH METHOD IS AVAILABLE?  ______________
  What sentence in the note decides that?  _______________________

  PROBLEMS ADDRESSED
    the assessment items, listed: ________________________________
    how many stable chronic illnesses?  ______  threshold? ______
    the new problem — what is its prognosis, per the note? ________
    LEVEL: ______________   reached how many independent ways? ____

  DATA REVIEWED AND ANALYZED
    unique tests ordered: ______________
    category 1 count: ______  threshold for the next level up: ____
    external records? independent interpretation? discussion? _____
    LEVEL: ______________

  RISK
    what in the plan carries it?  ________________________________
    LEVEL: ______________

  DETERMINATION
    ____________ / ____________ / ____________
    two of three at ______________  →  code ______________

  Does the element that fell short change the answer?  ______  Why?

What it settles, and what it does not. Two things this section must not do: it must not code a definitive knee diagnosis, and it must not re-open the modifier. Say why not, in one line each. Then answer the harder question: how many separate jobs is one set of sentences in that assessment doing?

Open questions. Unchanged. The knee question stays open, and the note is the reason.

Check yourself against: Chapter 15 §15.13; §15.4 and §15.8 for the elements and the time alternative.


Chapter 16 — The same knee, in the emergency department

A counterfactual. Nothing below happened; the encounter was an office visit.

What this chapter contributes — your task. Suppose the pain worsened on a Sunday and the patient went to the emergency department instead of waiting for Tuesday.

THE SUNDAY COUNTERFACTUAL

  What does an emergency department actually DO with this knee?
  ________________________________________________________________
  Does it inject the knee?  ______   So does the ED visit REPLACE
  the March 14 encounter, or precede it?  ______________

  THE PROFESSIONAL CLAIM
    problems ______  data ______  risk ______  →  level ______
    Which three conditions score NOTHING here, and why? __________
    Is time an option in this family?  ______

  THE FACILITY CLAIM
    Does one exist?  ______   Whose is it?  ______________

  THE COMPARISON
                              MARCH 14, OFFICE   THE COUNTERFACTUAL
    claims .................  ______             ______
    charges ................  367.00             ______
    allowed ................  ______             ______
    patient ................  ______             ______
    knee injected? .........  ______             ______

  If one prescription had been an over-the-counter recommendation
  instead, what changes?  _______________________________________

What it settles, and what it does not. Write two sentences: one on what this comparison is an argument for, and one on what it is emphatically not an argument for. A billing office that gets the second sentence wrong will be both unkind and wrong.

Open questions. Unchanged.

Check yourself against: Chapter 16 §16.10; §16.6 for the emergency department levels.


Chapter 17 — The procedure's package

A minor procedure has a global period, and the package decides what may never appear on the claim.

What this chapter contributes — your task. Trace the surgical package for this specific injection.

THE PACKAGE

  GLOBAL PERIOD OF THE PROCEDURE: ______   How many postoperative
  days does that carry?  ______

  INCLUDED, therefore NOT separately billable:
    ______________________________________________________________
    ______________________________________________________________
    ______________________________________________________________
    ______________________________________________________________

  NOT INCLUDED:
    ______________________________________________________________
    ______________________________________________________________

  THE DRUG NAMED IN THE PROCEDURE NOTE THAT IS INSIDE THE PACKAGE:
    ______________   Where does it appear on the claim? __________

  WHY THIS PROCEDURE AND NOT THE HIGHER-VALUED ALTERNATIVE
    the two candidate codes describe: ____________________________
    the clause in the note that decides: _________________________
    what would the alternative additionally require documented? ___

  If the patient returns in three weeks for a look at the knee, is
  that visit inside any package?  ______  What does that follow from?

What it settles, and what it does not. Two student questions fall out of the global period. Answer both: why one modifier rather than another on the visit line, and why the local anesthetic is not a billable line.

Open questions. Unchanged.

Check yourself against: Chapter 17 §17.2 and §17.7; §17.1 for the package itself.


Chapter 18 — Why there is no multiple-procedure reduction

A claim with four lines and one procedure.

What this chapter contributes — your task. Decide whether the multiple-procedure reduction applies here, line by line, and then run the counterfactual the chapter sets up.

IS A MULTIPLE-PROCEDURE REDUCTION APPLIED?

  LINE 1  what kind of service is it?  ______________  subject? ____
  LINE 2  ______________  subject? ____
  LINE 3  ______________  subject? ____
  LINE 4  ______________  subject? ____

  HOW MANY SURGICAL PROCEDURES ARE ON THIS CLAIM?  ______
  ANSWER, WITH THE REASON IN ONE SENTENCE: ______________________

THE COUNTERFACTUAL — BOTH KNEES

  Which lookup comes FIRST, before any convention question? ______
  Three ways a payer might want it reported:
    A ____________________________________________________________
    B ____________________________________________________________
    C ____________________________________________________________
  What happens to the drug line, and why is it a units question
  rather than a second line?  ___________________________________
  Which payment mechanism applies to a bilateral procedure — and is
  it the same one you were just asked about?  __________________

What it settles, and what it does not. Say what a practice that guesses the convention risks, and say how it would find out it had been guessing. The second half is the harder half.

Open questions. Unchanged.

Check yourself against: Chapter 18 §18.12; §18.8 and §18.9.


Chapter 19 — The lab lines, and the two that are not here

Two tests were ordered. Neither is on this claim, and that is correct.

What this chapter contributes — your task. Account for every ordered service.

THE ORDERS AND THE CLAIM

  ORDERED                     ON THIS CLAIM?   WHOSE CLAIM, IF NOT?
  --------------------------  --------------   ---------------------
  hemoglobin A1c              ______           ______________________
  lipid panel                 ______           ______________________
  blood drawn in office       ______           ______________________

  THE RULE THAT DECIDES: ________________________________________
  Who is listed as the referring provider on the other claim? _____

  THE COUNTERFACTUAL — PERFORMED IN HOUSE
    Three questions that would arise and do not now:
      1 __________________________________________________________
      2 __________________________________________________________
      3 __________________________________________________________
    What does the practice earn from the lab orders as things stand?
      $__________
    Is in-house testing obviously better?  ______  List what it
    would require: ___________________________________________

  AND ONE MORE LINE THAT IS NOT THERE
    the specimen handling code: ______  Is it payable? __________
    How would the practice find out?  ____________________________
    Which of two situations is it in — correctly not billing
    something unpayable, or not billing something payable? ________

What it settles, and what it does not. One sentence on why "a code you never report can never be denied" is a warning rather than a comfort.

Open questions. Unchanged.

Check yourself against: Chapter 19 §19.12; §19.4, §19.5, and §19.6.


Chapter 20 — The drug line

A descriptor, a dose, a unit count, and an attestation the claim does not make.

What this chapter contributes — your task. Report the drug from the record.

THE DRUG LINE

  What the procedure note documents: ______________________________
  The descriptor's stated amount: ______________
  UNITS:  ______ ÷ ______ = ______

  What would a note saying only "steroid injected" support? _______

  THE WASTE QUESTION
    Was anything discarded?  ______   On what evidence? ___________
    Which attestation modifier does the record support? __________
    Which one would be wrong here, and why? _______________________
    Is it on the claim as originally built?  ______
    Is that a coding error, an overpayment, or something else?
    ______________________________________________________________
    What does a coder DO about it?  _______________________________
    What does a coder NOT do?  ____________________________________

  AND THE LOCAL ANESTHETIC
    It has a J-code family. Does that make it separately payable?
    ______  Give the reason, and name the chapter that established it.

What it settles, and what it does not. Write the general rule in one line: what does it take for a drug to be reportable, as opposed to merely codeable?

Open questions. Unchanged.

Check yourself against: Chapter 20 §20.4; §20.3 and §20.10.


Chapter 21 — The edit, run

The office visit against the injection, through the procedure-to-procedure edit table.

What this chapter contributes — your task. Run the edit in order and stop at the first step that ends the analysis. Then notice what happens anyway.

RUNNING THE EDIT

  Does the pair exist?  ______
    Column One ______________   Column Two ______________
    MODIFIER INDICATOR ______

  STEP 1  what does that indicator permit?  ______________________
          Continue or stop?  ______

  STEP 2  the Policy Manual's language on this pair:
          ______________________________________________________
          How does it compare to the modifier's own definition?
          ______________________________________________________

  STEP 3  does the documentation establish the circumstance?  ____
          on what evidence?  ____________________________________

  STEP 4  is there a MORE SPECIFIC modifier?  ______  why not? ____

  IS THE OVERRIDE CORRECT?  ______

  AND WHAT HAPPENED ANYWAY, ON DAY 17?  __________________________
  What does that tell you about the relationship between a correct
  override and a payment?  _______________________________________

What it settles, and what it does not. Set this override beside the unbundled shoulder claim from Account 31-2245. They differ at exactly one step. Which one, and what is the difference made of?

Open questions. Unchanged. Note that this chapter bears on the modifier question from a different direction than Chapter 14 did — permission versus support — and say why they are not the same question.

Check yourself against: Chapter 21 §21.9; §21.2, §21.3, and §21.5.


Chapter 22 — Medical necessity

Was the injection covered, and was any advance notice owed?

What this chapter contributes — your task. Three pieces of work.

1  FIND THE POLICY
   Which payer's policy governs this claim?  ______________________
   Where would you find it?  ______________________________________
   What does it list among supporting diagnoses? __________________

2  LINK THE DIAGNOSIS TO THE SERVICE
   Which diagnosis supports the procedure line?  ______________
   Does the note document a failure of conservative therapy? ______
   WHERE in the note is that information?  ______________________
   Where would a reviewer look?  ________________________________
   Is the difference an error, or something else? ________________

3  THE ADVANCE BENEFICIARY NOTICE QUESTION
   Is the patient a Medicare beneficiary?  ______
   So does the form apply at all?  ______  What applies instead? ___
   AND SEPARATELY: even if she were, would one have been proper?
   ______  What does the notice require that this case lacks? _____
   What would a routine, collect-from-everyone version of it be?
   ________________________________________________________________

   Was the day-17 denial a medical necessity denial?  ______
   Would a notice have addressed it?  ______

What it settles, and what it does not. Two of your open questions can close in this chapter. Write each answer in a single sentence, then write the sentence they have in common — it is a sentence about reasoning backward from what happened later, and it applies to both.

Open questions. Update the tracker. Note that a later diagnosis does not reach backward and change a code assigned from an earlier record; say why that is a rule and not a preference.

Check yourself against: Chapter 22 §22.8 and §22.11; §22.5 and §22.6.


Chapter 23 — Where the money comes from

The allowed amount, the charge, and the difference between having a number and having a method.

What this chapter contributes — your task. Two derivations, one of which will fail.

1  WHERE THE ALLOWED AMOUNT COMES FROM

   work RVU ______  × work GPCI ______  = ______
   PE RVU  ______  × PE GPCI  ______  = ______
   MP RVU  ______  × MP GPCI  ______  = ______
                              TOTAL = ______
   × conversion factor ______  =  $______
   Label every figure you used. Are any of them current? __________

2  WHERE THE CHARGE CAME FROM

   Can anyone at the practice derive it?  ______
   Is it a multiple of the fee schedule?  ______
     line-by-line ratios: ______  ______  ______  ______
     is there a consistent multiple?  ______
   Is it a computed figure of any kind?  ______

   SO WHAT IS THE CHARGE ACTUALLY DOING ON THIS CLAIM?
   ______________________________________________________________
   Is it above every contracted rate?  ______  Does it cap anything?
   ______  Is that by design or by accident?  ______

What it settles, and what it does not. One of your open questions closes here, and the answer is uncomfortable. Write it in one sentence and then write what a practice that wanted a better answer would need to have — not a number, a thing.

Open questions. Update the tracker.

Check yourself against: Chapter 23 §23.7; §23.2 and §23.4 for the arithmetic.


Chapter 24 — Rewind to check-in

The front end did almost everything right, and the encounter still produced a surprise.

What this chapter contributes — your task. Reconstruct the morning of day 0.

WHAT THE FRONT DESK DID

  eligibility verified for the date of service?  ______
    what did the response return?  _______________________________
  asked whether anything had changed?  ______
  referral required?  ______   determined how?  ________________
  prior authorization required for the visit?  ______
  amount collected at check-in:  $______

WHAT IT MISSED

  What did the schedule say the appointment was for? ____________
  What did the patient intend to raise?  ________________________
  So which question was never asked?  ___________________________
  And which check was therefore never run?  _____________________
  Was the answer to that check favorable?  ______  Was that
  process, or luck?  ______

  COLLECTED AT CHECK-IN ............ $______
  ACTUAL PATIENT RESPONSIBILITY .... $______
                                     ---------
  BILLED AFTER THE FACT ............ $______

WHAT A BETTER FRONT END WOULD HAVE DONE — three things, all cheap
  1 ______________________________________________________________
  2 ______________________________________________________________
  3 ______________________________________________________________

What it settles, and what it does not. The hard sentence in this chapter is that the front desk did nothing wrong. Write your own version of it, then say what category of failure this is if it is not an error.

Open questions. A question is raised here that this chapter deliberately does not answer, and it is the last one the book will close. Add it to the tracker now.

Check yourself against: Chapter 24 §24.11; §24.3, §24.5, and §24.8.


Chapter 25 — The claim form, item by item

Everything the book has established so far, on one page.

What this chapter contributes — your task. Build the CMS-1500 for this encounter. Every field you complete should be traceable to a chapter; where you cannot name one, mark the field and come back.

CMS-1500 (02/12) — ACCOUNT 10-4471            [complete from the record]

  1   ______________________   1a  __________________
  2   ______________________   3   ______ / ______  sex ______
  4   ______________________   6   relationship ______
  9   ______________________   11  group ______   11d ______
  10a ______  10b ______  10c ______
  12  ______________________   13  ______________________

  14  ______________________   17  ______________________
  19  ______________________   20  ______   why? ________________
  21  ICD indicator ______
        A ____________  B ____________  C ____________  D ____________
  22  ______   23  ______

  24  A: DOS            B: POS   D: CODE / MOD    E: PTR   F: CHARGE  G: UNITS
   1  ______ – ______   ______   ______ ______    ______   185.00     ______
   2  ______ – ______   ______   ______ ______    ______   150.00     ______
   3  ______ – ______   ______   ______ ______    ______    18.00     ______
   4  ______ – ______   ______   ______ ______    ______    14.00     ______

  27  accept assignment ______
  28  TOTAL CHARGE   $______
  29  AMOUNT PAID    $______      why does this field matter? ______
  31  ______   32  ______   33  ______________________
  33a ______ (whose NPI?)   24J ______ (whose NPI?)

  THREE THINGS THAT ARE CORRECTLY ABSENT FROM THIS FORM
    1 ____________________________________________________________
    2 ____________________________________________________________
    3 ____________________________________________________________

What it settles, and what it does not. For each diagnosis pointer, say what the pointer asserts. One line on this claim points at a diagnosis that is not the knee — find it and defend it, because pointing it anywhere else would assert something clinically false.

Open questions. Unchanged. Note where on this form one of the partially resolved questions is quietly sitting.

Check yourself against: Chapter 25 §25.10; §25.4 and §25.5; Appendix D §D.2 and §D.3.


Chapter 26 — The same encounter as a facility claim

A second counterfactual: the practice acquired and converted, everything else identical.

What this chapter contributes — your task. Build the institutional claim that would appear, and then price the difference.

IF NORTHGATE WERE A PROVIDER-BASED DEPARTMENT

  WHAT CHANGES ON THE PROFESSIONAL CLAIM
    the codes: ______________
    place of service: ______  →  ______
    the allowed amounts: ______  Why?  ____________________________

  WHAT APPEARS THAT DID NOT EXIST BEFORE

    FL 4   TYPE OF BILL ......... ______   digit by digit: ________
    FL 6   STATEMENT COVERS ..... ______ through ______

    FL 42 REVENUE   FL 44 HCPCS   FL 46 UNITS   FL 47 CHARGES
    ______________  ____________  ___________   _____________
    ______________  ____________  ___________   _____________
    ______________  ____________  ___________   _____________
    0001  TOTAL                                 _____________

    FL 67  PRINCIPAL DIAGNOSIS ... ______   others ______________
    FL 76  ATTENDING ............. ______

  THE COMPARISON
                          INDEPENDENT      PROVIDER-BASED
    professional allowed  ______           ______
    facility allowed      ______           ______
    TOTAL ALLOWED         ______           ______
    PATIENT               ______           ______

  On which claim does the drug sit, and is that a coding question or
  an ownership question?  _______________________________________

What it settles, and what it does not. State clearly what this comparison is not an argument for. Then state the one thing about it the patient can see. That second answer is the point of the section.

Open questions. Unchanged.

Check yourself against: Chapter 26 §26.9; §26.3 and §26.4; Appendix D §D.8.


Chapter 27 — The claim as a transaction

Three days from a signed note to an acknowledged claim, and nothing in the pipeline can catch what is coming.

What this chapter contributes — your task. Walk days 0 through 3 and record what exists at the end of each one.

CHECKOUT TO ACKNOWLEDGMENT

  DAY 0   ____________________________________________________
          What has been SUBMITTED at the end of this day? ______

  DAY 1   ____________________________________________________
          Who does this day's work?  ______________

  DAY 2   ____________________________________________________
          The claim stops being a form and becomes a ______.
          Item 24E has become ______.  Item 21 has become ______.

  DAY 3   ____________________________________________________
          Which acknowledgment says the FILE is valid?  ______
          Which says the PAYER took the claim?  ______
          Does either say the claim will be paid?  ______

  THEN NOTHING HAPPENS FOR ______ DAYS.

  FOUR THINGS TO NOTICE
    1 __________________________________________________________
    2 __________________________________________________________
    3 __________________________________________________________
    4 __________________________________________________________

What it settles, and what it does not. Answer directly: could a scrubber, a clearinghouse, or an acknowledgment have caught the denial that is coming? For each of the three, say what it actually checks — and then say what kind of decision the denial is instead.

Open questions. Unchanged.

Check yourself against: Chapter 27 §27.10; §27.4 and §27.6.


Chapter 28 — Posting the first remittance

Day 17. Three lines pay and one does not, and the account does not look broken.

What this chapter contributes — your task. Chapter 28 §28.11 prints the remittance. Copy its four lines into the grid below before reading the analysis that follows it, run the checks, and post it yourself.

POSTING THE REMITTANCE

  LINE  CHARGE   GROUP/CARC  AMOUNT   RARC   PAID
  ----  -------  ----------  -------  -----  -------
   1    185.00   ______      ______   _____  ______
                 ______      ______
   2    150.00   ______      ______   _____  ______
                 ______      ______
   3     18.00   ______      ______   _____  ______
                 ______      ______
   4     14.00   ______      ______   _____  ______
                 ______      ______

  LINE CHECKS   charge − adjustments = paid, every line
     1  185.00 − ______ − ______ = ______
     2  150.00 − ______ − ______ = ______
     3   18.00 − ______ − ______ = ______
     4   14.00 − ______ − ______ = ______
  TOTAL PAID    ______ + ______ + ______ = ______  matches the EFT? ___
  PATIENT RESP  ______ + ______ + ______ = ______

  LINE 1 CARRIES TWO ADJUSTMENTS. What does each one do?
    the first: ____________________________________________________
    the second: ___________________________________________________
    SO WHAT IS THE APPEALABLE AMOUNT?  $______   Why not the charge?

  THE POSTING DECISION
    Is the denied amount a contractual adjustment or something else?
    ______   What happens to the account if you post it as an
    adjustment?  __________________________________________________

  AND THE COPAY COLLECTED ON DAY 0
    Does this remittance touch it?  ______   Why not? _____________
    Do you bill the patient today?  ______   Why not? _____________

What it settles, and what it does not. Write the sentence that explains why a posting process that recorded "payment received" and moved on would have been telling the truth — and would still have lost the money.

Open questions. Unchanged. The denial has now been read and priced. What it costs to resolve is not this chapter's arithmetic.

Check yourself against: Chapter 28 §28.11; §28.3, §28.4, §28.5, and §28.6; Appendix E §E.2 and §E.3.


Chapter 29 — Classifying the denial

A person reaches the denial on day 20. What they do first is not appeal.

What this chapter contributes — your task. Work the denial in order, and log it.

TOUCH 1 — READ, CLASSIFY, PULL THE NOTE

  STEP 1  read the codes
    the group code means ______________________________________
    the reason code means _____________________________________
    the remark code names _____________________________________
    In one sentence, what has the payer asserted? _____________

  STEP 2  triage
    Which of the four reasons a valid code does not pay? ________
    Does that ordinarily end the analysis?  ______
    Is there a branch?  ______  What is the edit's indicator? ____
    Does the documentation support the override?  ______  on what?
    BRANCH: ______________________________________________________

  STEP 3  classify the root cause BEFORE acting
    ROOT CAUSE ......... _____________________________________
    HARD OR SOFT ....... ______
    PREVENTABLE? ....... ______

  STEP 4  the decision: ______________

  MINUTES SPENT ON THIS TOUCH: ______

THE LOG ENTRY — every field, including the two practices leave out

  DOS ______   DENIED ______   PAYER ______________
  CODE ______  CHG ______  ALLOWED ______
  CARC ______  RARC ______
  ROOT CAUSE ______________________________
  HARD / SOFT ______   PREVENTABLE ______
  ACTION ______________   OUTCOME ______________   RESOLVED ______

What it settles, and what it does not. The hardest idea here: a claim can be correct at every step, win its appeal, and still be logged as preventable. Explain what "preventable" means in that sentence, and why misreading it as blame causes practices to under-report the category.

Open questions. The last open question is raised again here and stopped at deliberately. Say what this chapter supplied toward it, and what it withheld.

Check yourself against: Chapter 29 §29.10; §29.3, §29.4, and §29.7; Appendix E §E.5 and §E.7.


Chapter 30 — Writing the appeal

The argument, the evidence, the deadline, and why this one was won.

What this chapter contributes — your task. Draft the letter. One page is enough, and a page that puts three documents side by side beats three pages of insistence.

APPEAL LETTER — SKELETON

  TO / attention ..............................................
  RE: patient · account · claim number · date of service · the line
  THE DECISION BEING APPEALED
      group ______  reason ______  remark ______  amount $______

  1  WHAT WE ARE ASKING FOR, in one sentence
     __________________________________________________________

  2  WHAT THE RECORD SHOWS — each element tied to a place in the note
     element ____________________  located at ____________________
     element ____________________  located at ____________________
     element ____________________  located at ____________________
     element ____________________  located at ____________________
     Which of these have nothing to do with the procedure? ________
     Why is that the spine of the argument?  _____________________

  3  THE GAP, AND HOW YOU HANDLE IT
     The note never states one thing the argument would like it to
     state.  What?  ______________________________________________
     You may not quote a sentence that does not exist and you may
     not ask for an addendum after a denial.  So: lay documented
     facts in a row and let the reviewer draw the conclusion.
       fact 1 ___________________________________________________
       fact 2 ___________________________________________________
       fact 3 ___________________________________________________
       fact 4 ___________________________________________________
       fact 5 ___________________________________________________

  4  THE RULES YOU RELY ON — all published BEFORE the claim was filed
     the manual language: _______________________________________
     the payer's own policy: ____________________________________

  5  WHAT IS ENCLOSED — and nothing else
     __________________________________________________________
     Why is "and nothing else" a rule and not a style? __________

  6  THE CALENDAR
     filed on day ______ of a ______-day window
     the payer's own response commitment: ______ days
     your own status-check rule: ______ days  →  check on day ______

What it settles, and what it does not. Nothing in the packet was created for the appeal. Say what follows from that, in the form of an instruction to yourself about the next claim you code.

Open questions. One closes its last loop here. Which, and what changed — the answer, or who agrees with it?

Check yourself against: Chapter 30 §30.11; §30.2, §30.3, §30.4, and §30.10.


Chapter 31 — The line that stood still

One claim moving forward is Chapter 30's story. One line standing still is this one.

What this chapter contributes — your task. Follow the denied line through the aging report.

ONE LINE IN ACCOUNTS RECEIVABLE

  DAY   WHAT THE LINE IS DOING                      BUCKET
  ----  ------------------------------------------  --------
  ____  ________________________________________    ________
  ____  ________________________________________    ________
  ____  ________________________________________    ________
  ____  ________________________________________    ________
  ____  ________________________________________    ________

  DENIED ON DAY ______, RESOLVED ON DAY ______
  DAYS IN THE AGING AS A DENIED RECEIVABLE: ______ − ______ = ______

  WHAT THE AGING REPORT SAW ...... _______________________________
  WHAT IT DID NOT SEE ............ _______________________________
  Would the aging report ever have flagged this line?  ______
  Around what day?  ______   Would that have been in time? ______
  WHAT ACTUALLY SURFACED IT, TWICE:  _____________________________

WHAT THE DELAY COST — in three currencies

  staff attention .... ______ minutes across ______ touches
                       the loaded rate published in this chapter:
                       $______ per hour = $______ per minute
                       ► write both down. Do not multiply them here.
  time value ......... $______ arrived ______ days late.
                       Did any prompt-pay remedy attach?  ______
  anything else ...... timely filing risk? ______  re-aging? ______
                       write-off pressure? ______

THE PATIENT SIDE OF THE SAME ACCOUNT
  responsibility created on day ______, billed on day ______
  aged from date of service, how old was it when paid?  ______
  How long after the first statement did the patient pay? ______
  So which party's sequencing did that aging number measure? ______

What it settles, and what it does not. Every aging number is an answer to the question "aged from when?" Demonstrate that twice on this account, once on each side of the ledger.

Open questions. The last of the capstone's inputs is now published. List all four in the tracker, with the chapter each came from — and stop there.

Check yourself against: Chapter 31 §31.12; §31.2, §31.5, and §31.7.


Chapter 32 — The statement, and the estimate that could have preceded it

What it says, when it goes, and what could have been said in advance.

What this chapter contributes — your task. Two documents: one that exists and one that does not.

1  THE STATEMENT

   responsibility ................. $______
   payment received on day 0 ...... $______
   BALANCE DUE .................... $______

   Issued on day ______.  Why not earlier?  _______________________
   Paid on day ______.  Account balance ______.
   Why must the statement show the credit rather than the net? ____

2  RUN THE TAPE BACKWARD — what could have been known, and when

   AT SCHEDULING
     office visit copay ................ $______
     blood draw, coinsurance ........... $______
     what must be said about the labs?  ____________________________
     ESTIMATE .......................... $______
     plus the sentence: ____________________________________________

   IN THE ROOM, BEFORE CONSENT
     the procedure and the drug, coinsurance ...... $______
     RUNNING TOTAL ................................ $______

   Checks: ______ + ______ = ______  ·  ______ + ______ = ______

   Could an estimate at scheduling have included the procedure? ____
   Why not?  _____________________________________________________
   Was the running total knowable before the needle was uncapped?
   ______  By whom?  ____________________________________________

   Was a good faith estimate in the statute's sense owed here? ____
   Why or why not?  _____________________________________________
   Does the answer to that question change what the practice should
   have done?  ______

What it settles, and what it does not. The file closes here on the money. Reconcile every figure from your Chapter 2 prediction to this statement and show both checks. Then answer the one thing it does not settle — whether the hundred days had to happen at all.

Open questions. One remains.

Check yourself against: Chapter 32 §32.11; §32.2 and §32.6.


Chapter 33 — The same patient, admitted

A lens, not a change to the file. The real account is an office encounter and stays one.

What this chapter contributes — your task. Suppose the same patient fell at home, fractured a hip, was admitted through the emergency department, and had it repaired the next morning. Re-read the same record under inpatient rules.

THE INPATIENT COUNTERFACTUAL

  PRINCIPAL DIAGNOSIS
    which condition, and on what test?  __________________________
    what category would you look in?  ____________________________
    does it need a seventh character?  ______
    which two codes from the special chapters now have a home? ____

  SECONDARY DIAGNOSES
    which of the three chronic conditions are reportable, and why?
    ______________________________________________________________
    the problem-list entry — does the same test apply?  ______
    may any linkage be assumed here?  ______  who owns that? ______
    POA indicators: ______________

  THE PROCEDURE
    which code set reports it?  ______________
    what determines the root operation?  _________________________

  THE GROUPING
    does the procedure change the partition?  ______
    do the secondaries reach the higher severity split?  ______
    what family does the stay land in?  __________________________

  THE MONEY
    can a coder derive the payment here?  ______  Why not? ________

What it settles, and what it does not. One sentence: what is the same about coding an inpatient record and coding this office claim, and what is genuinely different? The honest answer is shorter than students expect.

Open questions. Unchanged; the counterfactual adds none, which is itself worth noting.

Check yourself against: Chapter 33's 🗂️ The Encounter section; §33.2, §33.4, and §33.7.


Chapter 34 — The same injection in a hospital outpatient department

The facility claim from Chapter 26, now read from the inside.

What this chapter contributes — your task. Take the institutional claim you built for Chapter 26 and run each line through this chapter's method: a line meets a status indicator before it meets a price.

THE FACILITY CLAIM, LINE BY LINE

  THE VISIT LINE
    separately payable?  ______   indicator type ______
    under Medicare specifically, what does the facility report, and
    why is it not the physician's code?  __________________________

  THE PROCEDURE LINE
    separately payable?  ______   indicator type ______
    subject to discounting?  ______  Is there a second one? ______

  THE DRUG LINE
    what happens to a low-cost drug on a facility claim?  ________
    indicator ______   what does the facility get paid for it? ____
    does the patient owe coinsurance on it?  ______
    should the line still appear on the claim?  ______  Why? _____

  THE BLOOD DRAW AND THE LAB HANDLING
    packaged or payable?  ______  conditional on what? ___________
    what happens to the reference laboratory's own claims? _______

  WHY THE PATIENT PAYS MORE — mechanically, not rhetorically
    which lines pull cost sharing OUT of the patient's bill? ______
    which put it IN?  ____________________________________________
    net effect on this account:  $______ → $______

What it settles, and what it does not. The reader who stared at a hospital bill in Chapter 1 has now read its last unexplained line. Write, in your own words, the sentence you would say to that person about why the same injection costs different amounts in different rooms.

Open questions. Unchanged.

Check yourself against: Chapter 34's 🗂️ The Encounter section; §34.4 and §34.5.


Chapter 35 — The same knee, in orthopedics

Same patient, same joint, same six weeks — a different practice.

What this chapter contributes — your task. Referred to an orthopedic group instead. Five things about the claim change, and none of them is the knee. Find them.

THE ORTHOPEDIC COUNTERFACTUAL

  1  THE E/M CATEGORY
     new or established?  ______   on what rule?  ________________
     which code family?  ______________

  2  THE RAW MATERIAL OF THE SEPARATELY IDENTIFIABLE ARGUMENT
     which of your four elements survive?  ______________________
     which do not, and why?  ____________________________________
     So the argument must now be built from what?  ______________
     Is it stronger or weaker?  ______  Say why in one sentence.

  3  THE PROCEDURE CODE
     what does an orthopedic practice have in the room that a family
     practice may not?  ______________
     which code does that make more likely?  ______________
     what must the note then say, and with what behind it? _______

  4  THE DIAGNOSIS
     films obtained at the visit — what could that support? ______
     does that make the original code wrong?  ______  Why not? ___

  5  A LINE THAT DISAPPEARS
     which one, and why?  _______________________________________
     four lines become ______ — or ______, if what happens? ______

  ONE THING THAT DOES NOT CHANGE
     ____________________________________________________________

What it settles, and what it does not. "Specialty coding" is not a separate rulebook. Write the one-sentence version of what it actually is, using this comparison as the evidence.

Open questions. Unchanged.

Check yourself against: Chapter 35's 🗂️ The Encounter section; §35.3.


Chapter 36 — The revisit

The book has told you thirty times that this chapter comes back for one line. Here it is.

What this chapter contributes — your task. Five steps, in order, and the first one takes nothing back.

1  MEAT, APPLIED TO THE ACTUAL NOTE

   CONDITION                M    E    A    T    REPORTABLE?
   ----------------------  ---  ---  ---  ---  -------------
   ____________________    ___  ___  ___  ___  ___________
   ____________________    ___  ___  ___  ___  ___________
   ____________________    ___  ___  ___  ___  ___________
   ____________________    ___  ___  ___  ___  ___________
   ____________________    ___  ___  ___  ___  ___________

   How many pass on all four?  ______   How many fail on all four?
   ______   Is that a marginal call?  ______

2  THE SENTENCE THAT IS MISSING, AND WHY IT IS PROBABLY TRUE
   Read two frozen facts of the record together: ________________
   and ________________.  What does an ordinary clinician do with
   that pairing?  ______________________________________________
   Does the note say so?  ______
   May a coder say it?  ______   State the rule. _______________

3  THE QUERY
   Write the WRONG query first — the obvious one:
   ____________________________________________________________
   Why is it both leading and the wrong question? ______________

   Now write the defensible one:
   ____________________________________________________________
   Does it quote only the relevant excerpt?  ______
   Does it offer the negative answer with equal weight?  ______
   Does it ask about THIS encounter?  ______
   Does it name a code, suggest a diagnosis, or mention payment?
   ______

   IF THE ANSWER IS YES: what may be added, and how? ___________
   IF THE ANSWER IS NO:  what changes?  ______   What is the real
   remedy, and is it retrospective or prospective? _____________

4  THE CONSEQUENCE, WHICH IS NOT ABOUT THIS CLAIM
   Does any money on this account change?  ______
   What changes instead?  ______________________________________
   What question can the practice's own data no longer answer? __

5  WHAT IT IS WORTH — as a lens, not as this file's money
   Say first why the arithmetic below is a lens: _______________
   RAF as coded ......... ______   RAF as the patient is ... ______
   difference ........... ______   × a stated benchmark ... ______
   Label every coefficient you use.  Are any of them current? ___
   Where does that money go — to the practice or to the plan? ____
   What, then, is the argument that actually matters? __________

What it settles, and what it does not. Two statements must both be true and neither may cancel the other: the code was correct, and it was insufficient as a description of the patient. Write both, and then say which one needs to change — the coder or the record.

Open questions. One closes here. One remains, and it is the last.

Check yourself against: Chapter 36 §36.11; §36.7 for the criteria.


Chapter 37 — Auditing the file

Thirty-seven chapters built this claim. Now read it the way a stranger would.

What this chapter contributes — your task. You are an external auditor. No relationship to the practice, no access to anyone who was in the room, no interest in anybody's interpretation. You have the claim, the remittance, and the record. Score it.

AUDIT WORKSHEET — ACCOUNT 10-4471

  LINE  CODE   MOD  PTR   CHG      SCORED AGAINST WHAT STANDARD
  ----  -----  ---  ----  -------  --------------------------------
   1    _____  ___  ____  185.00   ________________________________
   2    _____  ___  ____  150.00   ________________________________
   3    _____  ___  ____   18.00   ________________________________
   4    _____  ___  ____   14.00   ________________________________

  For each line: SUPPORTED or NOT, and the sentence in the record
  that carries it.
   1 ______  __________________________________________________
   2 ______  __________________________________________________
   3 ______  __________________________________________________
   4 ______  __________________________________________________

  THE SIGNATURE  ______   date and attestation present? ______

  SOMETHING THAT IS CORRECTLY NOT THERE
     ____________________  and the ______ independent reasons for it

  THE THREE DOCUMENTED GAPS — what does an auditor DO with each?
   gap 1 _______________________________________________________
         error, or organization problem?  ______  score it ______
   gap 2 _______________________________________________________
         error, or the finding?  ______
         what was its real-world consequence on this file? ______
   gap 3 _______________________________________________________
         relevant to THIS audit?  ______  to a different one? ____

  THE SCORE
    code-level accuracy ........ ______ of ______ lines supported
    chart-level ................ ______
    financial variance ......... $______   direction: ___________
    documentation findings ..... ______

  THE PROSPECTIVE CORRECTION
    what changes?  ______________________________________________
    does it change THIS note?  ______   Why absolutely not? ______

What it settles, and what it does not. Then the sentence to carry out of the chapter, which you should write before you read it: the claim that scores highest is the claim that was denied. What does that tell you about the relationship between an audit and a payer's decision — and what has a practice confused if it expects a clean audit to prevent denials?

Open questions. Only one is still open, and this chapter deliberately does not touch it. Say why scoring a claim's defensibility and deciding what a denial was worth are different questions.

Check yourself against: Chapter 37 §37.11; §37.3 for scoring a chart.


Chapter 38 — The note through a coding engine

The same note, read by software.

What this chapter contributes — your task. Run Figure 4.2 through computer-assisted coding — on paper, by predicting what an engine would produce — and then grade the engine.

THE ENGINE'S OUTPUT, PREDICTED

  WHAT IT ALMOST CERTAINLY GETS RIGHT
    _____________________________________________________________
    _____________________________________________________________
    Why are these the easy ones?  ______________________________

  WHAT IT PLAUSIBLY GETS WRONG OR MISSES
    _____________________________________________________________
    _____________________________________________________________
    For each, say WHAT KIND of judgment the miss required:
      a rule?  a lookup?  a reading of a negative?  a decision
      about what was ADDRESSED?  __________________________________

  THE DOCUMENTED NEGATIVES IN THIS NOTE
    Would an engine treat "no imaging guidance used" as evidence,
    or as an absence?  ______   Why does that distinction decide a
    code here?  ________________________________________________

  THE THREE GAPS
    Which of the three gaps in this note could software detect?
    ______   Which requires knowing what the payer will do? ______
    Which requires knowing what the ENCOUNTER addressed, as opposed
    to what the record mentions?  ______________________________

  MEASURING THE ENGINE
    Which error is more expensive on this file — a code suggested
    that should not have been, or a code missed? ________________
    What does that asymmetry imply about where the human sits? ___

What it settles, and what it does not. Answer the question the chapter is named for: on this file, specifically, what is the coder still there for? Give three concrete answers drawn from work you actually did in this workbook, not from a general belief about judgment.

Open questions. One remains.

Check yourself against: Chapter 38, which runs the same note through the same machinery.


Chapter 39 — Three credentials, one file

What a CPC, a CCS, and a CPB each own on this account.

What this chapter contributes — your task. Divide the file three ways.

WHO OWNS WHICH PART OF ACCOUNT 10-4471

  CPC — professional coding
    pieces of the file: ________________________________________
    the chapters where that work was done: _____________________

  CCS — facility coding
    pieces of the file: ________________________________________
    ► Why is this credential's version of this file necessarily a
      counterfactual?  _________________________________________

  CPB — billing
    pieces of the file: ________________________________________
    the chapters where that work was done: _____________________

  THE THREE COLUMNS TOGETHER
    Do they reconcile to the account totals?  ______
    Show both checks:  ______ − ______ = ______
                       ______ − ______ = ______

  THE ONE THING NONE OF THE THREE COULD HAVE FINISHED ALONE
    ___________________________________________________________
    What does that say about what a credential actually
    certifies?  ________________________________________________

What it settles, and what it does not. Which credential would you sit for, and — separately — which one describes the work you actually want? Those are not always the same answer, and writing both down is more useful than picking one.

Open questions. One remains, and the next chapter is where it goes.

Check yourself against: Chapter 39, which divides the same file the same three ways.


Chapter 40 — The capstone

Everything in the file is on the page except one thing, and this is where it happens.

⚠️ Work this one before you read Chapter 40. It is the only worksheet in this appendix where the comparison at the end tells you something about your judgment rather than about your arithmetic. If you read the chapter first, you will find its conclusion persuasive and you will not find out whether you would have reached it.

What this chapter contributes — your task. Three parts, in this order, and do not skip ahead to the third.

Part one — assemble the file. Put every document in order and confirm that nothing is missing. Use the checklist in §C.3. A file with a gap in it is not a capstone; it is a draft.

Part two — gather the inputs. Four numbers, each already published somewhere in this book, each one you have already written down in this workbook. Find them again, and record where each came from. Do not compute anything in this part.

THE INPUTS

  staff time spent on the denial, across all touches
      ______ minutes                            from Chapter ______

  the practice's fully loaded cost of that staff time
      $______ per ______                        from Chapter ______

  the amount at issue on the denied line
      $______                                   from Chapter ______

  the practice's measured appeal overturn rate
      ______ %                                  from Chapter ______

  ► Check each one against the chapter you took it from. An input
    you cannot source is an input you should not use.

Part three — answer the question, and then the larger one behind it.

Q4 — COULD THIS DENIAL HAVE BEEN PREVENTED?

  What, specifically, would have stopped it?  ____________________
  ______________________________________________________________
  What would that cost to build, once?  $______
  What does it cost each time a claim goes out afterward?  $______
  (Those are two different numbers. Answer both.)
  Would you build it?  ______  Say why in one sentence: __________

WAS THIS APPEAL WORTH WORKING?

  Write the METHOD before you write a number. What do you do with
  the inputs above, in what order, and what does each step tell
  you that the one before it did not?

    step 1 ______________________________________________________
    step 2 ______________________________________________________
    step 3 ______________________________________________________
    step _ ______________________________________________________

  Now run it, showing the arithmetic:
    ____________________________________________________________
    ____________________________________________________________

  Your answer, in one sentence: ________________________________

AND THE QUESTION THE BOOK HAS BEEN CIRCLING SINCE CHAPTER 1

  Which denials are worth fighting, and which ones should never
  have happened?

  Is the answer for THIS line the answer for every denied line in
  this practice?  ______
  If not, what makes the difference?  __________________________
  ______________________________________________________________
  How would a practice test that against its own denial log?
  ______________________________________________________________
  ______________________________________________________________
  And whatever your answer turns out to be — what should the
  practice DO with it?  ________________________________________

YOUR THIRTY-DAY PLAN

  The capstone has a second half that is about you rather than the
  account. Write it before you read the chapter's version:
    weeks 1–2 ___________________________________________________
    weeks 3–4 ___________________________________________________
    what you will be able to show someone at the end __________

What it settles, and what it does not. The file is closed and the last question is answered. Then say what the account did not settle — about this practice, about this payer, and about the difference between the work you just did and the work that would have made it unnecessary.

Open questions. None. Write the date you finished, because you will want it later.

Check yourself against: Chapter 40, which assembles the same file and answers the same question. Read your answer beside the book's before you decide which one you believe — and if you disagree, work out whether you differ on the arithmetic, on an input, or on what the answer means. Those are three different disagreements and only one of them has a right answer.


C.3 The running tracker

Three grids. Start them at Chapter 1 and add to them as you go. They are what turn forty worksheets into one file.

The open questions

Six questions run through this book. Each is raised somewhere and answered somewhere else, sometimes many chapters later. Fill in the last three columns as they close — and where a question closes in two halves, record both.

  #    THE QUESTION                             RAISED   ANSWERED   THE ANSWER
  ---  ---------------------------------------  -------  ---------  -----------
  Q1   Was the modifier on the visit line
       correctly applied?                       Ch ____  Ch ____    __________

  Q2   Is the diabetes code right?              Ch ____  Ch ____    __________
                                                                    __________

  Q3   Should an advance beneficiary notice
       have been obtained?                      Ch ____  Ch ____    __________

  Q4   Could the denial have been prevented?    Ch ____  Ch ____    __________

  Q5   What is actually wrong with the knee?    Ch ____  Ch ____    __________

  Q6   Why did the practice charge $185.00
       for the office visit?                    Ch ____  Ch ____    __________

⚠️ A question that closes in two halves is not a bookkeeping curiosity. At least one of these does, and if you record only the second half you will have lost the more useful of the two answers. When you find it, write both halves and the chapter for each.

The money

The charges are given; everything else you derive. Update it whenever a chapter supplies a figure, and run the checks every time — a grid that does not foot is a grid with an error in it, and finding the error is the exercise.

ACCOUNT 10-4471 — THE MONEY            [constructed teaching example]

  LINE  SERVICE               CODE     CHARGE   ALLOWED  CONTRACTUAL  PATIENT   PLAN
                                                          ADJUSTMENT
  ----  --------------------  -------  -------  -------  -----------  -------  -------
   1    the office visit      _______   185.00  _______  ___________  _______  _______
   2    the knee injection    _______   150.00  _______  ___________  _______  _______
   3    the drug injected     _______    18.00  _______  ___________  _______  _______
   4    the blood draw        _______    14.00  _______  ___________  _______  _______
  ----  --------------------  -------  -------  -------  -----------  -------  -------
        TOTAL                           367.00  _______  ___________  _______  _______

  CHECK 1   charge − allowed = contractual adjustment
            367.00 − _______ = _______

  CHECK 2   allowed − patient = plan
            _______ − _______ = _______

  CHECK 3   the patient column, added down
            ______ + ______ + ______ + ______ = ______

  AND THE TWO NUMBERS THAT ARE NOT ON THIS GRID
    collected from the patient at check-in ......... $______
    billed to the patient after the fact ........... $______
    ► Why is the second one not the same as the patient column
      total?  ______________________________________________

The calendar

Day 0 is Tuesday, March 14, and the account reaches a zero balance on day 100. Everything between is yours to fill in as the chapters supply it. Record the weekday as well as the date — several things in this file happen on a Friday, and at least one deadline is counted in business days.

ACCOUNT 10-4471 — 100 DAYS

  DAY   DATE           WHAT HAPPENED                        CHAPTER
  ----  -------------  -----------------------------------  -------
    0   Tue, Mar 14    date of service; note signed         ____
  ____  _____________  ___________________________________  ____
  ____  _____________  ___________________________________  ____
  ____  _____________  ___________________________________  ____
  ____  _____________  ___________________________________  ____
  ____  _____________  ___________________________________  ____
  ____  _____________  ___________________________________  ____
  ____  _____________  ___________________________________  ____
  ____  _____________  ___________________________________  ____
  ____  _____________  ___________________________________  ____
  100   _____________  account balance $0.00                ____

  ELAPSED, SERVICE TO ZERO BALANCE: 100 days on a clean,
  correctly coded, in-network claim that was denied once.
  ► Two federal holidays fall inside this window. Find them,
    and say whether either one mattered.

The file itself

The documents you should hold when the workbook is finished. Check each off when it is in your file and you can explain every line on it to somebody who was not there.

  [ ]  the eligibility response, and what it returned
  [ ]  the clinical note, read line by line, with the elements marked
  [ ]  four diagnosis codes, each with its lookup path written out
  [ ]  four service lines, each with the guideline that governs it
  [ ]  the modifier analysis for both modifiers
  [ ]  the edit run, step by step, with its outcome
  [ ]  the coverage policy and the diagnosis linkage
  [ ]  the pricing derivation, and the charge that cannot be derived
  [ ]  the completed CMS-1500
  [ ]  the submission trail and both acknowledgments
  [ ]  the first remittance, posted, with every line check shown
  [ ]  the denial classified to a root cause, and the log entry
  [ ]  the appeal letter, its enclosures, and its calendar
  [ ]  the decision letter and the second remittance
  [ ]  the aging history of the denied line
  [ ]  the patient statement, and the estimate that could have preceded it
  [ ]  the audit worksheet and its score
  [ ]  the capstone: the inputs, the method, the answer, and the plan

C.4 Handing off

When the last worksheet is done, you will have something most people entering this field do not have: one complete claim file that you can explain end to end. Not forty summaries — one account, from an eligibility response on a Tuesday morning to a zero balance in late June, with the reasoning written down at every point where a decision was made.

That is worth saying out loud in an interview, and Chapter 40 says how. A candidate who can walk a hiring manager through a denied line — what the reason code asserted, why the documentation answered it, what the appeal enclosed and what it deliberately left out, how long the money sat and where it sat — has demonstrated the job. A candidate who can name the credential they are studying for has demonstrated an intention.

Two honest warnings before you close the file.

Everything perishable in it is perishable. The codes, the fee schedule figures, the edit files, the coverage policies, and the notice requirements all change on schedules that have nothing to do with your convenience. What does not expire is the path — main term, subterm, verify, read the conventions, read the guidelines, check the edits, read the policy, then decide. Keep the paths. Let the numbers go.

And this account was the easy one. It was in network, the deductible was met, the eligibility was verified, the documentation was better than most, the coding was right, the denial was wrong, and the appeal was won. It still took a hundred days, three touches, and an argument that had to be constructed rather than quoted. Hold on to that when you read a denial rate.

The last question is Chapter 40's, and it is the only one this workbook deliberately leaves you to answer alone: which denials are worth fighting, and which ones should never have happened. Work it before you read the answer. You have every input you need, and you have had them for several chapters.