Case Study 2: The Houston Rockets' "Moreyball" Era (2017-2020) - Team-Level Efficiency Optimization

Executive Summary

From 2017 to 2020, the Houston Rockets under General Manager Daryl Morey implemented the most extreme shot selection philosophy in NBA history. By virtually eliminating mid-range shooting and maximizing three-point attempts and shots at the rim, the Rockets demonstrated how shooting efficiency principles could transform team offense. This case study examines the analytical foundation of "Moreyball," evaluates its effectiveness through efficiency metrics, and analyzes both its successes and limitations.


Background: The Analytical Foundation

Expected Value Analysis

The Rockets' strategy derived from a fundamental expected value analysis:

Shot Type League FG% Point Value Expected Value
At Rim 64% 2 1.28
Short Mid-Range (4-14 ft) 40% 2 0.80
Long Mid-Range (14-3PT) 40% 2 0.80
Three-Point 36% 3 1.08
Free Throw (per 2 FTA) 77% 2 1.54

The mathematical conclusion was clear: mid-range shots were the least efficient option in basketball.

Morey's Philosophy

Daryl Morey articulated the approach:

"The 'mid-range dead zone' is real. Every mid-range shot is an opportunity cost. You're choosing a 0.80 expected value shot over a 1.08 or 1.28 expected value alternative."

This philosophy manifested in roster construction, player development, and real-time shot selection.


The Rockets' Shot Distribution Revolution

Evolution of Shot Selection

Season % Shots at Rim % Mid-Range % Three-Point League 3PA Rank
2014-15 28.1% 18.2% 32.4% 2nd
2015-16 27.9% 13.4% 38.9% 1st
2016-17 29.8% 9.8% 41.2% 1st
2017-18 31.2% 6.4% 42.3% 1st
2018-19 34.5% 3.1% 44.8% 1st
2019-20 35.8% 2.8% 45.2% 1st

By 2018-19, the Rockets had essentially eliminated mid-range shooting, with only 3.1% of attempts from that zone.

Comparison to League Average

Zone 2018-19 Rockets 2018-19 League Avg Difference
At Rim 34.5% 31.2% +3.3%
Mid-Range 3.1% 15.8% -12.7%
Three-Point 44.8% 34.1% +10.7%

The Rockets' mid-range rate was approximately one-fifth of the league average.


James Harden: The Moreyball Superstar

Shot Selection Alignment

James Harden's shot distribution exemplified the strategy:

2018-19 Season (36.1 PPG):

Zone FGA FG% Points EV per Attempt
At Rim 467 63.8% 596 1.28
Mid-Range 68 39.7% 54 0.79
Three-Point 1028 36.8% 1134 1.10
Free Throws 858 87.9% 754 0.88*

*FT efficiency expressed per attempt, not per 2-FTA trip

Harden's Efficiency Profile

Season PPG eFG% TS% 3PAr FTr
2016-17 29.1 52.4% 61.3% 47.8% 53.2%
2017-18 30.4 54.1% 61.9% 53.0% 50.0%
2018-19 36.1 54.1% 61.6% 56.9% 47.5%
2019-20 34.3 52.5% 62.6% 55.1% 44.7%

Despite leading the league in scoring at historic volumes, Harden maintained above-average efficiency.

The Step-Back Three-Pointer

Harden popularized the step-back three, demonstrating that even contested threes could be efficient:

Step-Back 3PT Stats 2018-19
Attempts 481
Made 168
FG% 34.9%
Expected Value 1.05

At 34.9%, Harden's step-back three exceeded the expected value of a league-average two-pointer (1.04).


Team-Level Efficiency Results

Offensive Rating Performance

Season Rockets ORtg League Rank League Average Difference
2016-17 111.8 4th 108.8 +3.0
2017-18 112.4 3rd 108.6 +3.8
2018-19 113.8 2nd 110.4 +3.4
2019-20 112.9 6th 110.6 +2.3

The Rockets consistently ranked as one of the league's most efficient offenses.

eFG% Analysis

Season Team eFG% League Rank League Avg Three-Point Impact
2017-18 52.4% 8th 51.8% +0.6%
2018-19 53.1% 7th 52.5% +0.6%
2019-20 53.7% 8th 53.0% +0.7%

Key Observation: Despite league-leading three-point attempts, eFG% ranked around 7th-8th, not 1st. The volume-efficiency tradeoff appeared at the team level.

True Shooting Percentage

Season Team TS% League Rank Three-Point Contribution
2017-18 57.0% 3rd High
2018-19 56.7% 7th Very High
2019-20 57.5% 6th Very High

The Rockets' TS% exceeded eFG% substantially due to strong free throw drawing, particularly by Harden.


The Mathematics of Extreme Shot Selection

Marginal Efficiency Analysis

At extreme volumes, diminishing returns appeared:

Three-Point Efficiency by Attempt Rate:

3PA/Game Rockets 3P% Expected Decline
30 38.2% Baseline
35 36.8% -1.4%
40 35.4% -1.4%
45+ 34.1% -1.3%

As attempts increased, percentage declined, but expected value often still exceeded mid-range alternatives.

Break-Even Analysis

For the Rockets' strategy to be mathematically optimal:

$$3P\% \times 3 > 2P_{midrange}\% \times 2$$

With Rockets' mid-range rate at ~40%: $$\text{Break-even 3P\%} = \frac{2}{3} \times 40\% = 26.7\%$$

Even at their lowest three-point percentages (~32%), the Rockets exceeded this threshold.

The Variance Problem

Three-point shooting introduces variance:

Game-to-Game Standard Deviation:

Metric Rockets 2018-19 League Average
3P% Game SD 12.4% 9.8%
Points Game SD 12.8 10.2
ORtg Game SD 14.2 11.5

Higher three-point volume increased game-to-game variance.


Case Within a Case: The 2018 Western Conference Finals

The Variance Manifests

Against the Golden State Warriors in Game 7, the Rockets' shot selection faced scrutiny:

Metric Game 7 Series Average
3PA 44 42.3
3PM 7 14.9
3P% 15.9% 35.2%
Final Margin -9 -

The Rockets went 7-44 from three-point range, their worst performance of the season at the worst possible time.

Was the Strategy Wrong?

The Mathematical Argument For: - 15.9% was 2+ standard deviations below expected - Over 27 missed threes, expected value still: 0.159 * 3 * 44 = 21 points - Alternative mid-range attempts at 40%: 0.40 * 2 * 44 = 35 points

The Mathematical Argument Against: - Expected value analysis assumed normal distribution - Game 7 psychology may affect shooting percentages - Shot quality likely declined due to defensive pressure

Lesson: Variance Has Timing

The Rockets' approach was likely correct in expected value terms over a full season. However, playoff series with elimination games introduce timing risk that expected value analysis doesn't fully capture.


Supporting Cast Acquisition

Roster Construction by eFG%

The Rockets prioritized three-point shooting in roster construction:

Player Role 3P% (Houston) 3PA/Game
Eric Gordon Starter 36.0% 7.8
P.J. Tucker Starter 38.5% 5.2
Danuel House Rotation 36.6% 4.8
Ben McLemore Bench 40.0% 4.3
Austin Rivers Bench 35.2% 3.4

Corner Three Specialists

The Rockets specifically targeted corner three-point shooters:

Season Corner 3PA Corner 3P% League Rank (%)
2017-18 584 41.3% 2nd
2018-19 621 40.8% 4th
2019-20 498 42.1% 1st

Corner threes (shorter distance, 22 feet vs. 23'9") had higher expected value.


The Small-Ball Extreme: 2019-20

Going All-In

Mid-season 2019-20, the Rockets traded center Clint Capela and committed to extreme small-ball with 6'5" P.J. Tucker at center.

Shot Distribution Change (Pre/Post Trade):

Zone Pre-Trade Post-Trade Change
At Rim 32.4% 38.2% +5.8%
Mid-Range 3.8% 2.1% -1.7%
Three-Point 44.2% 46.8% +2.6%

Efficiency Results

Period ORtg eFG% TS%
Pre-Trade 111.2 52.8% 57.0%
Post-Trade 115.1 54.8% 58.2%

The small-ball approach improved offensive efficiency substantially.

The Spacing Mechanism

With five players capable of three-point shooting: - Paint area more open for drives - Defensive rotations longer - Help defense compromised

At-Rim Efficiency:

Lineup Type Rim FG% Rim EV
Traditional (with center) 62.4% 1.25
Small-Ball (all shooters) 67.8% 1.36

Counterintuitively, removing the center improved rim efficiency through spacing.


Limitations and Criticisms

Playoff Performance Concerns

Season Regular Season ORtg Rank Playoff ORtg Rank Playoff Exit
2017-18 3rd 3rd WCF (7 games)
2018-19 2nd 4th WCSF (6 games)
2019-20 6th 8th WCSF (5 games)

The Rockets' offensive efficiency ranked lower in playoffs when defenses intensified and variance increased.

Three-Point Shooting Variance in Elimination Games

Rockets Elimination Games (2018-20) 3P%
Game 7 vs GSW (2018) 15.9%
Game 6 vs GSW (2019) 32.4%
Game 5 vs LAL (2020) 27.6%

The "Load Management" of Mid-Range

Some analysts argued eliminating mid-range entirely was suboptimal:

Counter-Argument: - Mid-range shots can be easier to generate - Some mid-range specialists (Chris Paul, Kawhi Leonard) shoot >50% - Eliminating options makes defense easier


Analytical Lessons

Lesson 1: Expected Value Works Over Large Samples

The Rockets' regular-season success validated expected value analysis: - Consistently top-5 offense - High efficiency despite extreme volume - Mathematical foundation proved sound

Lesson 2: Variance Matters in Small Samples

Playoff series (4-7 games) have insufficient sample size for expected value to dominate: - Bad shooting nights can end seasons - Opponents can adjust - Psychology affects performance

Lesson 3: Diminishing Returns Exist

At extreme three-point volumes: - Shot quality declines (more contested attempts) - Percentage decreases - Opponents specifically prepare for three-point defense

Lesson 4: System Fit Determines Individual Efficiency

Role players thrived in the Rockets' system:

Player Pre-Houston 3P% Houston 3P% Change
Eric Gordon 33.8% 36.4% +2.6%
P.J. Tucker 33.2% 38.5% +5.3%
Jeff Green 32.4% 36.8% +4.4%

Spacing and scheme created better shot quality.

Lesson 5: Trade-Offs Must Be Acknowledged

The Rockets accepted: - Higher variance - Playoff vulnerability - Defensive limitations (small-ball) - Roster inflexibility

These were conscious trade-offs, not oversights.


Legacy and Influence

League-Wide Impact

The Rockets' success influenced league-wide shot selection:

Season League Mid-Range Rate Change
2015-16 18.8% Baseline
2019-20 14.2% -4.6%
2022-23 12.8% -6.0%

The "Moreyball" Label

The approach became synonymous with analytics-driven basketball, influencing: - Roster construction league-wide - Youth player development - Media discourse about shot selection

Counter-Movements

Some teams explicitly rejected extreme approaches: - San Antonio Spurs maintained mid-range emphasis - Dallas Mavericks under Carlisle preserved diverse attack - Phoenix Suns built around mid-range star (Booker/Paul)


Conclusions

The Houston Rockets' Moreyball era (2017-2020) demonstrated both the power and limitations of applying shooting efficiency principles at scale:

  1. Mathematical foundation was sound: Expected value analysis correctly identified optimal shot selection zones

  2. Regular-season success was consistent: Top-5 offensive efficiency across multiple seasons

  3. Variance introduced playoff risk: Elimination games proved vulnerable to cold shooting

  4. System effects amplified individual efficiency: Role players benefited from scheme fit

  5. Extreme implementation had trade-offs: Flexibility, defense, and variance concerns were real

The era serves as a landmark case study in applying analytics to basketball strategy. The approach was neither wholly successful (no championship) nor a failure (consistently excellent offense). Its influence on league-wide shot selection trends will persist for decades.


Discussion Questions

  1. Did the Rockets correctly identify optimal strategy but fail in execution, or was the strategy itself flawed?

  2. How should expected value analysis be modified to account for playoff variance?

  3. What mid-range percentage would justify including mid-range shots in the Houston system?

  4. How did opponent adjustments affect the Rockets' efficiency over time?

  5. What lessons from the Moreyball era apply to basketball at other levels (college, high school, international)?


Data Sources

  • NBA.com official statistics
  • Basketball-Reference.com
  • Cleaning the Glass
  • Houston Rockets media guides
  • ESPN Stats & Information
  • Second Spectrum tracking data